SOX/ICFR
Sarbanes-Oxley 404 Controls — Scoped, Tested, Classified, Remediated
Manage internal controls over financial reporting with COSO 2013 alignment built in. Scope key and non-key controls, track ITGC and IPE controls, run testing cycles with due dates, and classify deficiencies properly — deficiency, significant deficiency, or material weakness — with remediation deadlines attached. SOX lives next to your audit, evidence, and controls modules instead of in a standalone point tool.
The problem we solve.
Why teams switch to Compliance Enablers for sox / icfr.
Industry challenges
- SOX control matrices live in spreadsheets that break every time a control changes
- Deficiency severity classified inconsistently — debates with auditors that proper classification would have avoided
- No systematic view of what has been tested and what is due, so Q4 becomes a testing scramble
- Remediation commitments made after testing are tracked in email and forgotten
How we solve it
- Structured SOX register with COSO 2013 components and principles on every control
- Key/Non-Key/ITGC/IPE typing plus three-level deficiency classification applied consistently
- Last-tested and next-due dates across the whole population — testing gaps visible all year
- Remediation status, deadlines, and notes attached to every deficiency until closure
Built for depth,
out of the box.
Every capability is production-ready on day one. No add-ons, no extra subscriptions.
COSO 2013 Alignment
Map every control to one of the five COSO components — Control Environment, Risk Assessment, Control Activities, Information & Communication, and Monitoring Activities — with COSO principle tagging.
Key, Non-Key, ITGC & IPE Control Types
Classify controls as Key, Non-Key, IT General Controls, or IPE (Information Produced by Entity) so testing effort follows materiality and reliance.
Three-Level Deficiency Classification
Classify failed controls as deficiency, significant deficiency, or material weakness — the distinction your external auditors and audit committee care about most.
Testing Cycle Tracking
Record last-tested dates and next-test-due dates per control, with testing status visible across the full in-scope population at a glance.
Remediation Management
Attach remediation status, deadlines, and notes to every deficiency so nothing identified in testing quietly disappears before year-end.
Export-Ready Control Listings
Export the in-scope control population with COSO component, status, control type, testing dates, and deficiency type for auditor requests and audit committee packs.
Why it matters.
Part of a connected whole.
SOX / ICFR shares a unified data model with every other module. Zero silos, by design.
See SOX / ICFR
in action.
Book a 30-minute demo and we'll walk you through sox / icfr tailored to your team, frameworks, and priorities.